Trading Floors & Mobile Devices - How can they work together under MiFID II?

Wed Jan 22 2020 at 06:00 pm to 09:00 pm
We Work - Mansion House, 5th Floor, London, United Kingdom

We Work - Mansion House, 5th Floor, London, United Kingdom

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Thank you for registering for this meet-up discussing Trading Floors & Mobile Devices - How can they work together under MiFID II? with panelists from Societe Generale, Vedder Price other speakers to be announced soon.

With the massive growth in the use of mobile technology in recent years, banks and other financial institutions are coming under increasing pressure - from both clients and staff - to allow greater use of mobile communications, including SMS, voice and app-based instant messaging. In order to address this requirement, many firms are now rolling out 'BYOD' (Bring Your Own Device) to bring down the cost of their mobile estates. However, financial institutions also need to comply with stringent legislation around client communications. MiFID II and MAR/MAD in Europe and FINRA in the US require all communications - including mobile - to be recorded. In the wake of the LIBOR-rigging scandal and other transgressions, there have been a number of multi-million dollar fines levied on firms that have not fully complied.  Adopting the right strategy around the use of mobile communications is therefore essential for banks and brokers in order to both stay competitive and on the right side of the law.

The discussion will be geared to encourage audience participation, opinion and questions.

Be part of the conversation.



Agenda:

6.00 - 6.30 pm - Registration & welcome drinks

6.30 - 7.30 pm - Our expert panel will give their perspective on the trends and challenges around the wider adoption of mobile technology in the Financial Markets space, particularly from a regulatory compliance perspective, take questions and start the conversation

7.30 - 8.30 pm - Beer, wine, pizza & networking

Space is limited - we ask that you let us know if you are unable to attend so that we can invite others.


By registering for this event, you agree that Telstra and The Realization Group may collect your information for organisational purposes and have permission to contact you to follow up on the meeting and to invite you to other relevant events.

You may unsubscribe from any future contact at any time by using the link at the bottom of the email.

The Realization Group and Telstra reserve the right to cancel registrations.


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Created By:
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